This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LOMBARD ADVISERS INCORPORATED

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 6, 2019

First registration

Oct 7, 2020

Dual registered

yes, broker-dealer

Other names

Richard Alan Fogal|Richard Alan Fogal

IAPD individual key

7161950

• Occurred

  Apr 6, 2023
  Advisor changed firm

  Richard Alan Fogal left Primerica Advisors for Lombard Advisers Incorporated (registered 2023-04-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:67bed5e6-4cf1-bbae-c6cf-e34c85346bb9

First observed

Oct 7, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.