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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ONE POINT SEVEN WEALTH

ONE POINT SEVEN WEALTH LLC, CRD 309173

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67c93fa3-e4de-a0d8-c5c0-dccd4d2bc7e1

Data as of Feb 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 30, 2020 to Feb 12, 2021
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2021-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-119718
CRD: 309173
Filings on the tape: 5
First filed: Sep 30, 2020
Latest filed: Feb 12, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUMMEL, JAY, WILLIAM	MANAGING MEMBER	D	yes	05/2019	Nov 25, 2020	Feb 12, 2021
JHMCE, LLC	MANAGING MEMBER	E	yes	11/2020	Nov 25, 2020	Feb 12, 2021
MCCALL EVE, LLC	MANAGING MEMBER	D	yes	05/2019	Nov 25, 2020	Feb 12, 2021
PHOENIX, JOHN, GRAHAM	MANAGING MEMBER	E	yes	02/2007	Nov 25, 2020	Feb 12, 2021
PHOENIX, JOHN, GRAHAM	CHIEF COMPLIANCE OFFICER	Na	yes	11/2020	Nov 25, 2020	Feb 12, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NAVITER WEALTH, LLC	n/a	Independent wealth	$1.9B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 29, 2021	$0	$0	3	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$0	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Affiliated with (1)

→ NAVITER WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← PHOENIX, JOHN, GRAHAMOwnerMANAGING MEMBER, ownership code E, individual
Nov 25, 2020 to presentfactForm ADV
← HUMMEL, JAY, WILLIAMOwnerMANAGING MEMBER, ownership code D, individual
Nov 25, 2020 to presentfactForm ADV
← JHMCE, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 25, 2020 to presentfactForm ADV
← MCCALL EVE, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Nov 25, 2020 to presentfactForm ADV

Dated events

Occurred
Nov 25, 2020
Control person left
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of One Point Seven Wealth (listed 2020-09-30, absent 2020-11-25)
Form ADVobserved 5 days ago
Occurred
Nov 25, 2020
Control person joined
Graham John Phoenix (Managing Member) appeared on Schedule A of One Point Seven Wealth
Form ADVobserved 5 days ago
Occurred
Nov 25, 2020
Control person joined
William Jay Hummel (Managing Member) appeared on Schedule A of One Point Seven Wealth
Form ADVobserved 5 days ago
Occurred
Sep 30, 2020
First Form ADV filing
One Point Seven Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67c93fa3-e4de-a0d8-c5c0-dccd4d2bc7e1
First observed: Sep 30, 2020
Last observed: Feb 12, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONE POINT SEVEN WEALTH

ONE POINT SEVEN WEALTH LLC, CRD 309173

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67c93fa3-e4de-a0d8-c5c0-dccd4d2bc7e1

Data as of Feb 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUMMEL, JAY, WILLIAM

MANAGING MEMBER

yes

05/2019

Nov 25, 2020

Feb 12, 2021

JHMCE, LLC

MANAGING MEMBER

yes

11/2020

Nov 25, 2020

Feb 12, 2021

MCCALL EVE, LLC

MANAGING MEMBER

yes

05/2019

Nov 25, 2020

Feb 12, 2021

PHOENIX, JOHN, GRAHAM

MANAGING MEMBER

yes

02/2007

Nov 25, 2020

Feb 12, 2021

PHOENIX, JOHN, GRAHAM

CHIEF COMPLIANCE OFFICER

yes

11/2020

Nov 25, 2020

Feb 12, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NAVITER WEALTH, LLC

n/a

Independent wealth

$1.9B

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 29, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a