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Advisor at MORGAN STANLEY
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 28, 2022 | n/a | yes | Chicago, IL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 21, 2018 | Jun 29, 2022 | no | WINNETKA, IL|Glencoe, IL|LAKE FOREST, IL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 22, 2015 | Aug 2, 2018 | no | Northbrook, IL|Winnetka, IL|Chicago, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 20, 2013 | May 21, 2015 | no | CHICAGO, IL|SOUTH JORDAN, UT|Deerfield, IL | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Mar 18, 2013 | Nov 6, 2013 | no | WINNETKA, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 5, 2013 | Apr 2, 2013 | no | Deerfield, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 13, 1998 | Apr 10, 2006 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jun 29, 2022 | Jun 28, 2022 | -1 | Firm change | Wirehouse to wirehouse |
| CHARLES SCHWAB & CO., INC. | J.P. MORGAN SECURITIES LLC | Aug 2, 2018 | Aug 21, 2018 | 19 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | CHARLES SCHWAB & CO., INC. | May 21, 2015 | Dec 22, 2015 | 215 | Firm change | Wirehouse to ibd |
| ROBERT W. BAIRD & CO. INCORPORATED | MORGAN STANLEY | Nov 6, 2013 | Dec 20, 2013 | 44 | Firm change | Other |
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Apr 2, 2013 | Mar 18, 2013 | -15 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY | Apr 10, 2006 | Feb 5, 2013 | 2,493 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:IL:2022-06-26 | Jun 29, 2022 | Jun 28, 2022 | LAKE FOREST, IL | Firm change |
| 5393:79:IL:2018-07-31 | Aug 2, 2018 | Aug 21, 2018 | CHICAGO, IL | Firm change |