DFX Intelligence
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F•••••••• A••••••••• I•••••••••, LLC, CRD 158464
WELLESLEY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| F•••••••• U••• S••••• O••••••••• F•••• L• | Hedge Fund | $14.2M | Sep 16, 2015 | 26 | Dec 2, 2011 | reported | 021-181325 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••• L••••• P••••• | ELECTED MANAGER | F | yes | 11/2011 | Oct 4, 2012 | Sep 16, 2015 |
| D••••• L••••• P••••• | ELECTED MANAGER, CHIEF EXECUTIVE OFFICER | Na | yes | 11/2014 | Oct 4, 2012 | Sep 16, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F•••••••• C••••••• L•• | n/a | Former SEC adviser | $2.1B | N | yes | n/a |
| F•••••••• R••••••••• S••••••••• L•• | n/a | Former SEC adviser | $81.6M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wellesley | Ma | United States | n/a | no |
| Ewing | Nj | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 31, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $14.2M | $25.5M | -44.4% | $1.6M | 106.8% | 57 | 115 | n/a | n/a |
| COO, CFO |
| Na |
| yes |
| 06/2009 |
| Dec 2, 2011 |
| Sep 16, 2015 |
| F•••••••• I••••••••• M••••••••• L•• | Member | E | yes | 07/2010 | Dec 2, 2011 | Sep 16, 2015 |
| F•••••• S••••• | CHIEF DISTRIBUTION OFFICER | Na | yes | 03/2015 | Mar 31, 2015 | Sep 16, 2015 |
| M•••• T•••••• F•••••••• | ELECTED MANAGER | Na | yes | 07/2011 | Dec 2, 2011 | Sep 16, 2015 |
| M•••• T•••••• F•••••••• | ELECTED MANAGER | F | yes | 07/2011 | Dec 2, 2011 | Sep 16, 2015 |
| P•••••• D••••• N••••• | CHIEF RESTRUCTURING OFFICER | Na | yes | 07/2015 | Jul 10, 2015 | Sep 16, 2015 |
| R••••• S••••••• J• | ELECTED MANAGER | F | yes | 12/2009 | Dec 2, 2011 | Sep 16, 2015 |
| R••••• S••••••• J• | ELECTED MANAGER | Na | yes | 12/2009 | Dec 2, 2011 | Sep 16, 2015 |
| S••••••• A•• M•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2015 | Jul 10, 2015 | Sep 16, 2015 |
| F•••••••• I••••••••• I•• | n/a | Former SEC adviser | $49,000 | N | yes | n/a |
| F•••••••• I••••••••• A•••••••• L•• | n/a | Former SEC adviser | $0 | N | yes | n/a |
| A••••••••• L•• G••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| $15.9M |
| $15.9M |
| 110 |
| 18 |
| n/a |
| 1 |
| $15.9M |
| 2013 | Apr 1, 2014 | $25.5M | $25.5M | 115 | 15 | n/a | 1 | $14.2M |
| 2012 | Apr 1, 2013 | $19.4M | $4.6M | 41 | 23 | n/a | 1 | $4.6M |
| 2011 | Mar 23, 2012 | $1.6M | $1.6M | n/a | n/a | n/a | 1 | $1.6M |