DFX Intelligence

W•••• P••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

W•••• P••••• C•••••••

Advisor at D••• W••••• P•••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:67e09703-be63-b1c6-5d34-a087ccbf4120

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• W••••• P•••••••• L••	Independent wealth	Jun 2, 2023	n/a	yes	LOUISVILLE, KY	Current employment
G••••••• C••••••• I•••	Independent wealth	Oct 28, 2022	n/a	yes	LOUISVILLE, KY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	G••••••• C••••••• I•••	Dec 15, 2022	Oct 28, 2022	-48	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
12963:323541:KY:2022-12-15	Dec 15, 2022	Oct 28, 2022	LOUISVILLE, KY	Firm change after gap

Relationships

Registered with (3)

→ D••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jun 2, 2023 to presentfactForm ADV
→ G••••••• C••••••• I•••Registered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Jul 17, 2018 to Dec 15, 2022factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67e09703-be63-b1c6-5d34-a087ccbf4120
First observed: Jul 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.