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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MACQUARIE CREDIT INVESTMENT MANAGEMENT INC.

CRD 164416

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67e59447-4931-ceb3-c128-625bfcac2cec

Data as of Jun 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Jul 16, 2012 to Jun 24, 2015
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

MACQUARIE CREDIT INVESTMENT MANAGEMENT INC.

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2015-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 11
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $840Mgross asset value as reported per fund; never fund size
SEC number: 801-76935
CRD: 164416
Filings on the tape: 7
First filed: Jul 16, 2012
Latest filed: Jun 24, 2015
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MACQUARIE CREDIT NEXUS MASTER FUND LIMITED	Hedge Fund	$840M	Jun 24, 2015	1	Nov 20, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOST, RONALD, PAUL	DIRECTOR/ CHIEF OPERATING OFFICER	Na	yes	03/2015	Feb 26, 2015	Jun 24, 2015
MACQUARIE CAPITAL GROUP LIMITED	Owner	E	yes	05/2001	Jul 16, 2012	Jun 24, 2015
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED	Owner	E	yes	12/2006	Jul 16, 2012	Jun 24, 2015
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	Owner	E	yes	03/1994	Jul 16, 2012	Jun 24, 2015
MACQUARIE FINANCIAL HOLDINGS LIMITED	Owner	E	yes	02/2007	Jul 16, 2012	Jun 24, 2015
MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LIMITED	Owner	E	yes	02/2007	Jul 16, 2012	Jun 24, 2015
MACQUARIE GROUP LIMITED	Owner	E	yes	10/2006	Jul 16, 2012	Jun 24, 2015
MACQUARIE HOLDINGS (USA) INC.	Owner	E	yes	02/2012	Jul 16, 2012	Jun 24, 2015
MCLAUGHLIN, MICHAEL, PATRICK	DIRECTOR/ PRESIDENT	Na	yes	02/2012	Jul 16, 2012	Jun 24, 2015
SIDHU, STEWART	Director	Na	yes	02/2012	Jul 16, 2012	Jun 24, 2015
BASULTO, VINCENZO	GENERAL COUNSEL	Na	no	06/2012	Jul 16, 2012	Jun 24, 2015
NAFISI, SHERVIN	CHIEF RISK OFFICER/DIRECTOR	Na	no	06/2012	Jul 16, 2012	Jun 24, 2015
SIMMER, MARK, DANIEL	Director	Na	no	04/2015	Apr 28, 2015	Jun 24, 2015
WONG, AUGUSTINE, MING	CHIEF COMPLIANCE OFFICER	Na	no	06/2012	Jul 16, 2012	Jun 24, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MACQUARIE CAPITAL (USA) INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Jun 24, 2015	$1.1B	$1.1B	18	11	n/a	1	$840M
2014	Jun 30, 2014	$1.5B	$1.5B	28	14	n/a	1	$896M
2013	Jun 26, 2013	$896M	$896M	24	10	n/a	1	$896M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.1B	$1.5B	-29.7%	n/a	n/a	18	28	n/a	n/a

Relationships

Advises (1)

→ MACQUARIE CREDIT NEXUS MASTER FUND LIMITEDPrivate fundHedge Fund, IA
Nov 20, 2012 to presentfactForm ADV

Controls (10)

← SIDHU, STEWARTOwnerDIRECTOR, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE CAPITAL GROUP LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE FINANCIAL HOLDINGS LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE GROUP LIMITEDOwnerOWNER, ownership code E, foreign entity
Jul 16, 2012 to presentfactForm ADV
← MACQUARIE HOLDINGS (USA) INC.OwnerOWNER, ownership code E, domestic entity
Jul 16, 2012 to presentfactForm ADV
← JOST, RONALD, PAULOwnerDIRECTOR/ CHIEF OPERATING OFFICER, ownership code NA, individual
Feb 26, 2015 to presentfactForm ADV
← MCLAUGHLIN, MICHAEL, PATRICKOwnerDIRECTOR/ PRESIDENT, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV

Owns (4)

← WONG, AUGUSTINE, MINGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV
← NAFISI, SHERVINOwnerCHIEF RISK OFFICER/DIRECTOR, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV
← SIMMER, MARK, DANIELOwnerDIRECTOR, ownership code NA, individual
Apr 28, 2015 to presentfactForm ADV
← BASULTO, VINCENZOOwnerGENERAL COUNSEL, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV

Dated events

Occurred
Jul 16, 2012
First Form ADV filing
Macquarie Credit Investment Management Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67e59447-4931-ceb3-c128-625bfcac2cec
First observed: Jul 16, 2012
Last observed: Jun 24, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MACQUARIE CREDIT INVESTMENT MANAGEMENT INC.

CRD 164416

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67e59447-4931-ceb3-c128-625bfcac2cec

Data as of Jun 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MACQUARIE CREDIT NEXUS MASTER FUND LIMITED

Hedge Fund

$840M

Jun 24, 2015

Nov 20, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOST, RONALD, PAUL

DIRECTOR/ CHIEF OPERATING OFFICER

yes

03/2015

Feb 26, 2015

Jun 24, 2015

MACQUARIE CAPITAL GROUP LIMITED

Owner

yes

05/2001

Jul 16, 2012

Jun 24, 2015

MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED

Owner

yes

12/2006

Jul 16, 2012

Jun 24, 2015

MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED

Owner

yes

03/1994

Jul 16, 2012

Jun 24, 2015

MACQUARIE FINANCIAL HOLDINGS LIMITED

Owner

yes

02/2007

Jul 16, 2012

Jun 24, 2015

MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LIMITED

Owner

yes

02/2007

Jul 16, 2012

Jun 24, 2015

MACQUARIE GROUP LIMITED

Owner

yes

10/2006

Jul 16, 2012

Jun 24, 2015

MACQUARIE HOLDINGS (USA) INC.

Owner

yes

02/2012

Jul 16, 2012

Jun 24, 2015

MCLAUGHLIN, MICHAEL, PATRICK

DIRECTOR/ PRESIDENT

yes

02/2012

Jul 16, 2012

Jun 24, 2015

SIDHU, STEWART

Director

yes

02/2012

Jul 16, 2012

Jun 24, 2015

BASULTO, VINCENZO

GENERAL COUNSEL

06/2012

Jul 16, 2012

Jun 24, 2015

NAFISI, SHERVIN

CHIEF RISK OFFICER/DIRECTOR

06/2012

Jul 16, 2012

Jun 24, 2015

SIMMER, MARK, DANIEL

Director

04/2015

Apr 28, 2015

Jun 24, 2015

WONG, AUGUSTINE, MING

CHIEF COMPLIANCE OFFICER

06/2012

Jul 16, 2012

Jun 24, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MACQUARIE CAPITAL (USA) INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Jun 24, 2015

$1.1B

n/a

$840M

2014

Jun 30, 2014

$1.5B

n/a

$896M

2013

Jun 26, 2013

$896M

n/a

$896M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.1B

$1.5B

-29.7%

n/a