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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NOTTINGHILL INVESTMENT ADVISERS, LTD

NOTTINGHILL INVESTMENT ADVISERS LTD, CRD 106804

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67ee58cb-be06-cf3f-9b0a-5a8dd557d7ba

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2011 to Mar 26, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $53.7MItem 5.F on the latest filing (2012-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $26.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 68
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-52260
CRD: 106804
Filings on the tape: 3
First filed: Nov 17, 2011
Latest filed: Mar 26, 2012
Organised: Limited Liability Company, Ohio

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS GORDON MCPEEK	n/a	CINCINNATI, OH	26	34	n/a	no
JEFFREY EDWARD MCPEEK	n/a	CINCINNATI, OH	18	19	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SOUTHAMPTON CAPITAL PARTNERS	Hedge Fund	$0	Mar 26, 2012	0	Mar 26, 2012	reported	021-86696

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCPEEK, DOUGLAS, GORDON	MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	06/1996	Nov 17, 2011	Mar 26, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 26, 2012	$53.7M	$53.7M	n/a	n/a	n/a	1	$0

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$53.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ SOUTHAMPTON CAPITAL PARTNERSPrivate fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV

Controls (1)

← MCPEEK, DOUGLAS, GORDONOwnerMANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 17, 2011 to presentfactForm ADV

Registered with (2)

← JEFFREY EDWARD MCPEEKAdvisorregistration: current employment
Feb 5, 2008 to presentfactForm ADV
← DOUGLAS GORDON MCPEEKAdvisorregistration: current employment
Jan 4, 2000 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67ee58cb-be06-cf3f-9b0a-5a8dd557d7ba
First observed: Nov 17, 2011
Last observed: Mar 26, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NOTTINGHILL INVESTMENT ADVISERS, LTD

NOTTINGHILL INVESTMENT ADVISERS LTD, CRD 106804

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67ee58cb-be06-cf3f-9b0a-5a8dd557d7ba

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS GORDON MCPEEK

n/a

CINCINNATI, OH

n/a

JEFFREY EDWARD MCPEEK

n/a

CINCINNATI, OH

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SOUTHAMPTON CAPITAL PARTNERS

Hedge Fund

Mar 26, 2012

reported

021-86696

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCPEEK, DOUGLAS, GORDON

MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER

yes

06/1996

Nov 17, 2011

Mar 26, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 26, 2012

$53.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$53.7M

n/a