DFX Intelligence

M•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

M•••• D••••••

Advisor at A•••• • A••••••• G••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:67f072ae-52dd-6bdb-f656-37b34acad04f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• • A••••••• G••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• • A••••••• G••••• P•••••••	Independent wealth	Feb 17, 2026	n/a	yes	BOCA RATON, FL\|Sunny Isles, FL\|Aventura, FL	Current employment
M••••• S••••••	Wirehouse	Mar 2, 2015	Feb 19, 2026	no	Aventura, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••• • A••••••• G••••• P•••••••	Feb 19, 2026	Feb 17, 2026	-2	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 2, 2015 to Feb 19, 2026factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67f072ae-52dd-6bdb-f656-37b34acad04f
First observed: Mar 2, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.