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Advisor at STRATOS WEALTH PARTNERS, LTD
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Sep 21, 2015 | n/a | yes | SAN DIEGO, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 18, 2012 | Sep 24, 2015 | no | SAN DIEGO, CA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 18, 2011 | Oct 4, 2012 | no | Del Mar, CA|Thousand Oaks, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STRATOS WEALTH PARTNERS, LTD | Sep 24, 2015 | Sep 21, 2015 | -3 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | WELLS FARGO ADVISORS | Oct 4, 2012 | Oct 18, 2012 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:153184:CA:2015-09-24 | Sep 24, 2015 | Sep 21, 2015 | SAN DIEGO, CA | Firm change |