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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.

CRD 116837

NEW YORK, NY

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Search this name across graphsid dfx:ria:67fc28da-2abc-9b6e-b2c8-921183ace166

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 15
On other graphs: 1
Observed: Mar 29, 2012 to May 6, 2026
45 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Nordea Investment Management North America, Inc.

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.27 institutional_share=0.73 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
SEC number: 801-60715
CIK: 1211578
CRD: 116837
Filings on the tape: 45
First filed: Mar 29, 2012
Latest filed: May 6, 2026
Organised: Corporation, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Edstrom Larsson, Linn, Maria	Director	Na	yes	07/2023	Jul 31, 2023	Sep 20, 2024
NORDEA ASSET MANAGEMENT HOLDING AB	Owner	E	yes	10/2017	Mar 30, 2018	Sep 20, 2024
NORDEA BANK ABP	Owner	E	yes	12/2001	Oct 31, 2018	Sep 20, 2024
NORDEA INVESTMENT MANAGEMENT AB	Owner	E	yes	07/2005	Mar 29, 2012	Sep 20, 2024
O'CONNOR, JAMES, PETER	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Jan 11, 2022	Sep 20, 2024
SINGER, JARRETT, GLEN	CHIEF FINANCIAL OFFICER	Na	yes	03/2004	Mar 29, 2012	Sep 20, 2024
SPITLER, CHRISTOPHER, GRANNIS	CEO & PRESIDENT	Na	yes	11/2020	Dec 15, 2020	Sep 20, 2024
VIKMAN, MARIA, HENRIKA	CHAIRPERSON & DIRECTOR	Na	yes	08/2021	Sep 10, 2021	Sep 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORDEA ASSET MANAGEMENT SINGAPORE PTE. LTD	n/a	n/a	n/a	N	yes	n/a
NORDEA ASSET MANAGEMENT UK LTD.	n/a	n/a	n/a	N	yes	n/a
NORDEA BANK ABP, NEW YORK BRANCH	n/a	n/a	n/a	N	yes	n/a
NORDEA INVESTMENT FUNDS S.A.	n/a	n/a	n/a	N	yes	n/a
NORDEA INVESTMENT MANAGEMENT AB	n/a	n/a	n/a	Y	yes	n/a
NORDEA PRIVATE EQUITY HOLDING A/S	n/a	n/a	n/a	N	yes	n/a
NORDEA SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$1.1B	$1.1B	4	2	0	n/a	n/a
2024	Mar 27, 2025	$1.3B	$1.3B	4	2	0	n/a	n/a
2023	Mar 26, 2024	$884M	$884M	4	2	0	n/a	n/a
2022	Mar 31, 2023	$1.0B	$1.0B	4	2	0	n/a	n/a
2021	Mar 31, 2022	$2.7B	$2.7B	4	2	0	n/a	n/a
2020	Mar 31, 2021	$2.4B	$2.4B	6	2	0	n/a	n/a
2019	Mar 31, 2020	$2.7B	$2.7B	5	3	0	n/a	n/a
2018	Mar 29, 2019	$1.9B	$1.9B	4	2	0	n/a	n/a
2017	Mar 30, 2018	$1.8B	$1.8B	4	2	0	n/a	n/a
2016	Mar 31, 2017	$1.9B	$1.9B	4	2	n/a	n/a	n/a
2015	Mar 1, 2016	$2.1B	$2.1B	3	2	n/a	n/a	n/a
2014	Mar 17, 2015	$2.4B	$2.4B	3	2	n/a	n/a	n/a
2013	Mar 18, 2014	$2.5B	$2.5B	3	2	n/a	n/a	n/a
2012	Feb 22, 2013	$1.7B	$1.7B	3	2	n/a	n/a	n/a
2011	Mar 29, 2012	$2.0B	$2.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.3B	-16.3%	$1.0B	1.0%	4	4	0	0

Relationships

Controls (8)

← Edstrom Larsson, Linn, MariaOwnerDIRECTOR, ownership code NA, individual
Jul 31, 2023 to Sep 20, 2024factForm ADV
← SINGER, JARRETT, GLENOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to Sep 20, 2024factForm ADV
← SPITLER, CHRISTOPHER, GRANNISOwnerCEO & PRESIDENT, ownership code NA, individual
Dec 15, 2020 to Sep 20, 2024factForm ADV
← VIKMAN, MARIA, HENRIKAOwnerCHAIRPERSON & DIRECTOR, ownership code NA, individual
Sep 10, 2021 to Sep 20, 2024factForm ADV
← O'CONNOR, JAMES, PETEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2022 to Sep 20, 2024factForm ADV
← NORDEA ASSET MANAGEMENT HOLDING ABOwnerOWNER, ownership code E, foreign entity
Mar 30, 2018 to Sep 20, 2024factForm ADV
← NORDEA BANK ABPOwnerOWNER, ownership code E, foreign entity
Oct 31, 2018 to Sep 20, 2024factForm ADV
← NORDEA INVESTMENT MANAGEMENT ABOwnerOWNER, ownership code E, foreign entity
Mar 29, 2012 to Sep 20, 2024factForm ADV

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
Nordea Investment Management North America, Inc. reported RAUM $1.3B, up 43% from $884.0M (2025-01-31 to 2025-03-27)
Form ADVobserved 4 days ago
$376M
Occurred
Mar 26, 2024
Control person left
Gudmund Ulrik Modigh (Director) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2023-07-31, absent 2024-03-26)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2023
Control person left
Jan Marek Ryden (Director) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2023-05-15, absent 2023-07-31)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2023
Control person joined
Maria Linn Edstrom Larsson (Director) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Nordea Investment Management North America, Inc. reported RAUM $1.0B, down 62% from $2.7B (2023-01-17 to 2023-03-31)
Form ADVobserved 4 days ago
$-1.7B
Occurred
Jan 17, 2023
Control person joined
Peter O'Connor James (Chief Compliance Officer) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 17, 2023
Control person left
Jeffrey Michael Andrews (Chief Compliance Officer) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2022-09-02, absent 2023-01-17)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2022
Control person joined
Jeffrey Michael Andrews (Chief Compliance Officer) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Control person left
Yvette Lisa Ruiz (Chief Compliance Officer) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2021-09-10, absent 2022-01-11)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Control person joined
Peter James O'Connor (Chief Compliance Officer) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Sep 10, 2021
Control person joined
Henrika Vikman (Chairperson & Director) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Sep 10, 2021
Control person left
Elisabeth Jessica Malmfors (Chairman & Director) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2021-05-28, absent 2021-09-10)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2020
Control person left
Kjelsrud Eivind Lorgen (Ceo & President) no longer on Schedule A of Nordea Investment Management North America, Inc. (listed 2020-03-31, absent 2020-12-15)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2020
Control person joined
G Christopher Spitler (Ceo & President) appeared on Schedule A of Nordea Investment Management North America, Inc.
Form ADVobserved 4 days ago
Occurred
Sep 20, 2019
Regulatory AUM changed
Nordea Investment Management North America, Inc. reported RAUM $2.6B, up 36% from $1.9B (2019-03-29 to 2019-09-20)
Form ADVobserved 4 days ago
$679M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67fc28da-2abc-9b6e-b2c8-921183ace166
First observed: Mar 29, 2012
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.

CRD 116837

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67fc28da-2abc-9b6e-b2c8-921183ace166

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Edstrom Larsson, Linn, Maria

Director

yes

07/2023

Jul 31, 2023

Sep 20, 2024

NORDEA ASSET MANAGEMENT HOLDING AB

Owner

yes

10/2017

Mar 30, 2018

Sep 20, 2024

NORDEA BANK ABP

Owner

yes

12/2001

Oct 31, 2018

Sep 20, 2024

NORDEA INVESTMENT MANAGEMENT AB

Owner

yes

07/2005

Mar 29, 2012

Sep 20, 2024

O'CONNOR, JAMES, PETER

CHIEF COMPLIANCE OFFICER

yes

01/2023

Jan 11, 2022

Sep 20, 2024

SINGER, JARRETT, GLEN

CHIEF FINANCIAL OFFICER

yes

03/2004

Mar 29, 2012

Sep 20, 2024

SPITLER, CHRISTOPHER, GRANNIS

CEO & PRESIDENT

yes

11/2020

Dec 15, 2020

Sep 20, 2024

VIKMAN, MARIA, HENRIKA

CHAIRPERSON & DIRECTOR

yes

08/2021

Sep 10, 2021

Sep 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORDEA ASSET MANAGEMENT SINGAPORE PTE. LTD

n/a

yes

n/a

NORDEA ASSET MANAGEMENT UK LTD.

n/a

yes

n/a

NORDEA BANK ABP, NEW YORK BRANCH

n/a

yes

n/a

NORDEA INVESTMENT FUNDS S.A.

n/a

yes

n/a

NORDEA INVESTMENT MANAGEMENT AB

n/a

yes

n/a

NORDEA PRIVATE EQUITY HOLDING A/S

n/a

yes

n/a

NORDEA SECURITIES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$1.1B

n/a

2024

Mar 27, 2025

$1.3B

n/a

2023

Mar 26, 2024

$884M

n/a

2022

Mar 31, 2023

$1.0B

n/a

2021

Mar 31, 2022

$2.7B

n/a

2020

Mar 31, 2021

$2.4B

n/a

2019

Mar 31, 2020

$2.7B

n/a

2018

Mar 29, 2019

$1.9B

n/a

2017

Mar 30, 2018

$1.8B

n/a

2016

Mar 31, 2017

$1.9B

n/a

2015

Mar 1, 2016

$2.1B

n/a

2014

Mar 17, 2015

$2.4B

n/a

2013

Mar 18, 2014

$2.5B

n/a

2012

Feb 22, 2013

$1.7B

n/a

2011

Mar 29, 2012

$2.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$1.3B

-16.3%

$1.0B

1.0%