DFX Intelligence

A•••••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

A•••••••• F•••••••• G••••

A•••••••• F•••••••• G••••, LLC, CRD 306644

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Search this name across graphsid dfx:ria:6802d53e-7a54-ba8e-0a0c-ac3350841e30

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 8, 2023 to Mar 25, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.02 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $77.6M••• Locked
Discretionary RAUM: $77.6M
Private client RAUM: $76.0Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $77.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• L••••••• P•••••••	n/a	EXETER, NH	0	34	3	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••••• D•••••• C••••••• F•••• L•	Hedge Fund	$15.0M	Nov 12, 2024	20	Feb 8, 2023	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••••• D•••••• L•••••••	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	01/2009	Feb 8, 2023	Nov 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$77.6M	$15.0M	417.3%	n/a	n/a	1	1	0	0

Relationships

Registered with (1)

← D••••• L••••••• P•••••••Advisorregistration: previous registration
Apr 19, 2023 to Dec 31, 2025factForm ADV

Advises (1)

→ A•••••••• D•••••• C••••••• F•••• L•Private fundHedge Fund, IA
Feb 8, 2023 to presentfactForm ADV

Controls (1)

← P•••••••• D•••••• L•••••••OwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 8, 2023 to Nov 12, 2024factForm ADV

Dated events

Occurred
Mar 6, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-301M
Occurred
Feb 8, 2023
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6802d53e-7a54-ba8e-0a0c-ac3350841e30
First observed: Feb 8, 2023
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.