DFX Intelligence

K•••• A••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

K•••• A••• H•••••

Advisor at T••••••• I••••••••• M••••••••• I•••

TAMPA, FL

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Search this name across graphsid dfx:ria:680d3594-7765-a99e-c065-2faf7360c8b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 5, 2002	n/a	yes	TAMPA, FL	Current employment
L••••••• B••••••••• S••••••••• C••••	n/a	Jan 1, 1999	Aug 5, 2002	no	BRANDON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• B••••••••• S••••••••• C••••	T••••••• I••••••••• M••••••••• I•••	Aug 5, 2002	Aug 5, 2002	0	Firm change	Other

Relationships

Registered with (2)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 5, 2002 to presentfactForm ADV
→ L••••••• B••••••••• S••••••••• C••••Registered adviserregistration: previous registration
Jan 1, 1999 to Aug 5, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:680d3594-7765-a99e-c065-2faf7360c8b8
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.