DFX Intelligence

J•••• V• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••• V• R••••••

Advisor at C••••••• A••••••• L••

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:680e942e-7cfd-b2b5-2691-fed794bff3dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A••••••• L••	Independent wealth	Oct 20, 2023	n/a	yes	GARDEN CITY, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 29, 2021	Sep 12, 2023	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C••••••• A••••••• L••	Sep 12, 2023	Oct 20, 2023	38	Firm change	Wirehouse to RIA
C•••••••• G••••• M•••••• I•••	J••• M••••• S••••••••• L••	Sep 17, 2021	Sep 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:79:NY:2021-09-08	Sep 17, 2021	Sep 29, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ C••••••• A••••••• L••Registered adviserregistration: current employment
Oct 20, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2021 to Sep 12, 2023factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 13, 2017 to Sep 17, 2021factForm ADV

Dated events

Occurred
Sep 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:680e942e-7cfd-b2b5-2691-fed794bff3dd
First observed: Sep 13, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.