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RIA / WealthAdvisorCertified Financial Planner30 years in industry

DALE WINTERS RICE

Advisor at INTENTIONAL

Mount Airy, MD | FORT MILL, SC

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Search this name across graphsid dfx:ria:680eff4c-feba-0d7c-bb9f-e45cb64282f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTENTIONAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 21, 1995
First registration: Feb 12, 2004
Dual registered: no
IAPD individual key: 2644016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Intentional	Independent wealth	Apr 5, 2022	n/a	yes	FORT MILL, SC\|Mount Airy, MD	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 2, 2012	Apr 5, 2022	no	WALTHAM, MA\|BETHESDA, MD\|Annapolis, MD\|Mount Airy, MD\|Mountairy, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 2, 2007	May 3, 2012	no	ROCKVILLE, MD\|SILVER SPRING, MD\|ROCKVILLE, MD\|ANNAPOLIS, MD\|FREDERICK, MD\|FREDERICK, MD\|FREDERICK, MD\|SILVER SPRING, MD\|BETHESDA, MD\|ROCKVILLE, MD\|POTOMAC, MD\|BETHESDA, MD\|CHANTILLY, VA\|LINTHICUM, MD\|LEESBURG, VA\|FAIRFAX, VA\|FAIRFAX, VA\|FORT MILL, SC\|ROCKVILLE, MD\|SILVER SPRINGS, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 12, 2007	Oct 2, 2007	no	ROCKVILLE, MD\|ANNAPOLIS, MD\|FREDERICK, MD\|FREDERICK, MD\|FREDERICK, MD\|SILVER SPRING, MD\|BETHESDA, MD\|ROCKVILLE, MD\|POTOMAC, MD\|BETHESDA, MD\|CHANTILLY, VA\|LINTHICUM, MD\|LEESBURG, VA\|FAIRFAX, VA\|FAIRFAX, VA\|FORT MILL, SC\|ROCKVILLE, MD	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 12, 2004	Oct 9, 2007	no	ONLEY, MD\|ROCKVILLE, MD\|BETHESDA, MD\|OLNEY, MD\|LEESBURG, VA\|FAIRFAX, VA\|FAIRFAX, VA\|CHANTILLY, VA\|VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	Intentional	Apr 5, 2022	Apr 5, 2022	0	Firm change	Ibd to new firm
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	May 3, 2012	May 2, 2012	-1	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 9, 2007	Sep 12, 2007	-27	Firm change	Other

Relationships

Registered with (4)

→ INTENTIONALRegistered adviserregistration: current employment
Apr 5, 2022 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
May 2, 2012 to Apr 5, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 2, 2007 to May 3, 2012factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 12, 2004 to Oct 9, 2007factForm ADV

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
Dale Winters Rice left Commonwealth Financial Network for Intentional (registered 2022-04-05)
Form ADVobserved 5 days ago