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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MEQUON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GENTIAN FINANCIAL, INC. | State registered | Jan 23, 2015 | n/a | yes | MEQUON, WI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 19, 2009 | n/a | yes | MEQUON, WI | Current employment |
| ALLIANCE WEALTH MANAGEMENT MILWAUKEE, INC. | State registered | Aug 28, 2007 | Mar 26, 2015 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLIANCE WEALTH MANAGEMENT MILWAUKEE, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 26, 2015 | May 19, 2009 | -2,137 | Firm change after gap | Other |