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Advisor at FISHER INVESTMENTS
PLANO, TX | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Oct 15, 2021 | n/a | yes | PLANO, TX|Tampa, FL | Current employment |
| BYRON FINANCIAL, LLC | Former SEC adviser | Nov 16, 2020 | May 18, 2021 | no | CHARLOTTE, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 7, 2018 | Nov 24, 2020 | no | CHARLOTTE, NC|WEEHAWKEN, NJ|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BYRON FINANCIAL, LLC | FISHER INVESTMENTS | May 18, 2021 | Oct 15, 2021 | 150 | Firm change | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | BYRON FINANCIAL, LLC | Nov 24, 2020 | Nov 16, 2020 | -8 | Firm change | Wirehouse to RIA |