DFX Intelligence

H•••••• • C•• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• • C•• I•••

H•••••• • C• INC, CRD 110465

ZANESVILLE, OH

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Search this name across graphsid dfx:ria:681d70fd-7d08-cdfd-dac9-9eff97f1ccf8

Data as of Jun 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Feb 17, 2012 to Jun 15, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $438M••• Locked
Discretionary RAUM: $438M
Private client RAUM: $391Mderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $219Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• M••••• S••••	Chartered Financial Analyst	ZANESVILLE, OH	27	42	n/a	no
M•••••• A•••• S••••	n/a	ZANESVILLE, OH	19	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••• R•••••• M•••••	President	E	yes	06/2019	Jul 18, 2019	May 31, 2024
S••••• M••••••• A••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Jul 18, 2019	May 31, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$438M	$401M	9.4%	$400M	3.1%	5	5	0	0

Relationships

Registered with (3)

← M•••••• A•••• S••••Advisorregistration: current employment
Aug 15, 2007 to presentfactForm ADV
← R••••• M••••• S••••Advisorregistration: current employment
Aug 9, 1999 to presentfactForm ADV
← T••••• P•••••• L•••Advisorregistration: previous registration
Aug 9, 1999 to May 31, 2007factForm ADV

Controls (2)

Dated events

Occurred
Jun 14, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$113M
Occurred
Jul 18, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 18, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 18, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:681d70fd-7d08-cdfd-dac9-9eff97f1ccf8
First observed: Feb 17, 2012
Last observed: Jun 15, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.