DFX Intelligence

M••••••• F•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••••• F•••••••• S•••••••• I•••

CRD 154311

MARSHFIELD, MA

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Search this name across graphsid dfx:ria:681f22e0-daf0-8703-80b1-d0443e4b1076

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Feb 24, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $798M••• Locked
Discretionary RAUM: $798M
Private client RAUM: $793Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $199Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• M•••••••	Certified Financial Planner	MARSHFIELD, MA	16	44	1	no
A••••• M••••••• R•••	Certified Financial Planner	MARSHFIELD, MA	16	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• J•••••• J•••••••	VICE PRESIDENT	B	yes	12/2005	Feb 15, 2012	Mar 22, 2024
M•••••••• M••••••• J•••••	PRESIDENT & DIRECTOR	E	yes	12/2005	Feb 15, 2012	Mar 22, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chelmsford	Ma	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$798M	$680M	17.3%	$521M	15.3%	11	11	1	1

Relationships

Registered with (4)

← E••• N• S•••••••Advisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← J••••• J••••••• M•••••••Advisorregistration: current employment
Feb 4, 2013 to presentfactForm ADV
← M•••••• J••••• M•••••••Advisorregistration: current employment
Sep 10, 2010 to presentfactForm ADV
← A••••• M••••••• R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:681f22e0-daf0-8703-80b1-d0443e4b1076
First observed: Feb 15, 2012
Last observed: Feb 24, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.