DFX Intelligence

M••• A••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

M••• A••••• F••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:6830c6e4-bcd7-fad2-ff53-6080d79d0ca3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Jan 23, 2023	n/a	yes	SAN FRANCISCO, CA\|SCOTTSDALE, AZ	Current employment
A•••• A•••• M••••••••• L••	Former SEC adviser	Mar 12, 2002	Feb 21, 2023	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• A•••• M••••••••• L••	P••••••• A•••••••• L••	Feb 21, 2023	Jan 23, 2023	-29	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
118439:140800:AZ:2023-02-21	Feb 21, 2023	Jan 23, 2023	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ A•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 12, 2002 to Feb 21, 2023factForm ADV

Dated events

Occurred
Feb 21, 2023
Advisor changed firm
M••• A••••• F•••••• left A•••• A•••• M••••••••• L•• for P••••••• A•••••••• L•• (registered 2023-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6830c6e4-bcd7-fad2-ff53-6080d79d0ca3
First observed: Mar 12, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.