DFX Intelligence

S•••••• A••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

S•••••• A••••• B••••••

Advisor at G••••• P•••••••• M•••••••••

TIBURON, CA

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Search this name across graphsid dfx:ria:683951ec-f63d-7996-045f-d0a9c6b9d993

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• P•••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• P•••••••• M•••••••••	Independent wealth	Nov 16, 2015	n/a	yes	TIBURON, CA	Current employment
C••••••••• C•••••• M•••••••••	Former SEC adviser	Aug 11, 2014	Nov 17, 2015	no	ORINDA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• M•••••••••	G••••• P•••••••• M•••••••••	Nov 17, 2015	Nov 16, 2015	-1	Firm change	Other
Q•••••• C•••••• M•••••••••	C••••••••• C•••••• M•••••••••	Aug 18, 2014	Aug 11, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
150212:269910:CA:2015-11-17	Nov 17, 2015	Nov 16, 2015	ORINDA, CA	Firm change

Relationships

Registered with (3)

→ G••••• P•••••••• M•••••••••Registered adviserregistration: current employment
Nov 16, 2015 to presentfactForm ADV
→ C••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Aug 11, 2014 to Nov 17, 2015factForm ADV
→ Q•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2010 to Aug 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:683951ec-f63d-7996-045f-d0a9c6b9d993
First observed: Jul 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.