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R••••• F•••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

R••••• F•••••••• S•••••••

Advisor at V•••••• W••••• M••••••••• L••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:683a197b-da95-7d54-03ef-f85b22c5cd1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• W••••• M••••••••• L••	Independent wealth	Feb 13, 2024	n/a	yes	SAN MATEO, CA	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Aug 5, 2020	Jan 25, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	V•••••• W••••• M••••••••• L••	Jan 25, 2023	Feb 13, 2024	384	Firm change	Ibd to RIA
S••••••• F•••••••• S•••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Aug 26, 2020

Relationships

Registered with (3)

→ V•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 13, 2024 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2020 to Jan 25, 2023factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2003 to Aug 26, 2020factForm ADV

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
R••••• F•••••••• S••••••• left W••••••• F•••••••• S•••••••• I••• for V•••••• W••••• M••••••••• L•• (registered 2024-02-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:683a197b-da95-7d54-03ef-f85b22c5cd1b
First observed: Jul 21, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.