DFX Intelligence

R••••• A••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

R••••• A••• H•••••••••

Advisor at C••••• I••••••••• A••••••• L••

MELVILLE, NY

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Search this name across graphsid dfx:ria:683d4932-3989-a77b-3036-4d88c3732ed8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 1, 2025	n/a	yes	MELVILLE, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 21, 2025	Jun 12, 2025	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Jan 22, 2025	Jan 21, 2025	-1	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	May 19, 2014

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 21, 2025 to Jun 12, 2025factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 19, 2014 to Jan 22, 2025factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2013 to May 6, 2014factForm ADV

Dated events

Occurred
Jan 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:683d4932-3989-a77b-3036-4d88c3732ed8
First observed: Oct 29, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.