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Reading the graph
Advisor at WELLS FARGO INVESTMENT INSTITUTE, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENT INSTITUTE, INC. | Bank affiliated wealth | Mar 24, 2022 | n/a | yes | CHARLOTTE, NC | Current employment |
| ALPHASTAR CAPITAL MANAGEMENT | Independent wealth | Jan 15, 2013 | Apr 9, 2020 | no | CORNELIUS, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 9, 2011 | Aug 18, 2011 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHASTAR CAPITAL MANAGEMENT | WELLS FARGO INVESTMENT INSTITUTE, INC. | Apr 9, 2020 | Mar 24, 2022 | 714 | Firm change after gap | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | ALPHASTAR CAPITAL MANAGEMENT | Aug 18, 2011 | Jan 15, 2013 | 516 | Firm change after gap | Other |