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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

CAROL LOUISE SLATER

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

MILWAUKEE, WI | Greendale, WI

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Search this name across graphsid dfx:ria:683e8424-da55-a6b3-a6c7-e8130982283a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 24, 2007
First registration: Feb 5, 2008
Dual registered: yes, broker-dealer
Other names: CAROL LOUISE SLATER|CAROL LOUISE BOUSHON|CAROL LOUISE BOUSHON|CAROL LOUISE BOUSHON
IAPD individual key: 5432207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Apr 30, 2013	n/a	yes	MILWAUKEE, WI\|Greendale, WI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 6, 2012	May 3, 2013	no	WEST BEND, WI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 4, 2011	Oct 7, 2011	no	MILWAUKEE, WI	Previous registration
EQUITY DESIGN ADVISORS, LLC	n/a	Feb 5, 2008	Mar 31, 2011	no	WAUSAU, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	ROBERT W. BAIRD & CO. INCORPORATED	May 3, 2013	Apr 30, 2013	-3	Firm change	Other
EQUITABLE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Oct 7, 2011	Aug 6, 2012	304	Firm change	Other
EQUITY DESIGN ADVISORS, LLC	EQUITABLE ADVISORS, LLC	Mar 31, 2011	Feb 4, 2011	-55	Firm change after gap	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Apr 30, 2013 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 6, 2012 to May 3, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 4, 2011 to Oct 7, 2011factForm ADV
→ EQUITY DESIGN ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 5, 2008 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.