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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

UNITED BROKERS S.A. (AGENTE DE VALORES)

CRD 135347

MONTEVIDEO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6846db28-ae1f-bbf6-ebbf-d998697c8945

Data as of Jun 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jun 26, 2020
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $91.4MItem 5.F on the latest filing (2020-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $91.4M
Private client RAUM: $42.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 47%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 139
Individual clients: 114
SEC number: 801-67306
CRD: 135347
Filings on the tape: 10
First filed: Mar 29, 2012
Latest filed: Jun 26, 2020
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CUKIER, MARTIN	SHAREHOLDER AND TRADER	C	yes	01/2017	Mar 13, 2018	Jun 26, 2020
GOLDRING, SARA, SILVIA	PRESIDENT AND SHAREHOLDER	E	yes	11/2011	Mar 29, 2012	Jun 26, 2020
CUKIER, MARTIN	Trader	Na	no	02/2011	Mar 29, 2012	Jun 26, 2020
DURAN, JUAN, MAURO	CHIEF COMPLIANCE OFFICER	Na	no	01/2013	Mar 24, 2014	Jun 26, 2020
PANIZZA, LAURA	CERTIFIED PUBLIC ACCOUNTANT	Na	no	11/2002	Mar 29, 2012	Jun 26, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNITED MARITIME CAPITAL LLC	n/a	Former SEC adviser	$71.3M	N	yes	n/a
CUSTODIA DE VALORES MOBILIARIOS (CVM) S.A. CORREDOR DE BOLSA	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Montevideo	n/a	Uruguay	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 6, 2020	$91.4M	$91.4M	16	3	1	n/a	n/a
2018	Mar 18, 2019	$69.3M	$69.3M	14	3	1	n/a	n/a
2017	Mar 13, 2018	$88.0M	$88.0M	14	3	1	n/a	n/a
2016	Mar 27, 2017	$22.2M	$22.2M	14	3	n/a	n/a	n/a
2015	Mar 23, 2016	$23.6M	$23.6M	11	2	n/a	n/a	n/a
2014	Mar 26, 2015	$26.0M	$26.0M	10	2	n/a	n/a	n/a
2013	Mar 24, 2014	$24.7M	$24.7M	10	2	n/a	n/a	n/a
2012	Mar 22, 2013	$16.1M	$16.1M	10	2	n/a	n/a	n/a
2011	Mar 29, 2012	$13.5M	$13.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$91.4M	$69.3M	31.9%	$22.2M	60.2%	16	14	1	1

Relationships

Affiliated with (1)

→ UNITED MARITIME CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← GOLDRING, SARA, SILVIAOwnerPRESIDENT AND SHAREHOLDER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← CUKIER, MARTINOwnerSHAREHOLDER AND TRADER, ownership code C, individual
Mar 13, 2018 to presentfactForm ADV

Owns (3)

← PANIZZA, LAURAOwnerCERTIFIED PUBLIC ACCOUNTANT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← CUKIER, MARTINOwnerTRADER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DURAN, JUAN, MAUROOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6846db28-ae1f-bbf6-ebbf-d998697c8945
First observed: Mar 29, 2012
Last observed: Jun 26, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNITED BROKERS S.A. (AGENTE DE VALORES)

CRD 135347

MONTEVIDEO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6846db28-ae1f-bbf6-ebbf-d998697c8945

Data as of Jun 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CUKIER, MARTIN

SHAREHOLDER AND TRADER

yes

01/2017

Mar 13, 2018

Jun 26, 2020

GOLDRING, SARA, SILVIA

PRESIDENT AND SHAREHOLDER

yes

11/2011

Mar 29, 2012

Jun 26, 2020

CUKIER, MARTIN

Trader

02/2011

Mar 29, 2012

Jun 26, 2020

DURAN, JUAN, MAURO

CHIEF COMPLIANCE OFFICER

01/2013

Mar 24, 2014

Jun 26, 2020

PANIZZA, LAURA

CERTIFIED PUBLIC ACCOUNTANT

11/2002

Mar 29, 2012

Jun 26, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNITED MARITIME CAPITAL LLC

n/a

Former SEC adviser

$71.3M

yes

n/a

CUSTODIA DE VALORES MOBILIARIOS (CVM) S.A. CORREDOR DE BOLSA

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Montevideo

n/a

Uruguay

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 6, 2020

$91.4M

n/a

2018

Mar 18, 2019

$69.3M

n/a

2017

Mar 13, 2018

$88.0M

n/a

2016

Mar 27, 2017

$22.2M

n/a

2015

Mar 23, 2016

$23.6M

n/a

2014

Mar 26, 2015

$26.0M

n/a

2013

Mar 24, 2014

$24.7M

n/a

2012

Mar 22, 2013

$16.1M

n/a

2011

Mar 29, 2012

$13.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$91.4M

$69.3M

31.9%

$22.2M

60.2%