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Advisor at CETERA INVESTMENT ADVISERS LLC
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 12, 2023 | n/a | yes | Jacksonville, FL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 14, 2020 | Jul 5, 2023 | no | Jacksonville, FL | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 10, 2017 | Oct 8, 2020 | no | Orange Park, FL | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 13, 2017 | Jun 30, 2017 | no | Jacksonville, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 5, 2023 | Jul 12, 2023 | 7 | Firm change | Ibd to ibd |
| ALLSTATE FINANCIAL ADVISORS, LLC | PRUCO SECURITIES, LLC | Oct 8, 2020 | Oct 14, 2020 | 6 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Jun 30, 2017 | Oct 10, 2017 | 102 | Firm change | Other |