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B•••• T••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

B•••• T••• M••••

Advisor at R•• W••••• M•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:68566320-2bad-8982-4c59-107351ac5d5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M•••••••••	Independent wealth	Jan 7, 2010	n/a	yes	NEW YORK, NY	Current employment
M•••••• S•••• A••••••• L••	n/a	Feb 24, 2006	Apr 1, 2009	no	ALBANY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S•••• A••••••• L••	R•• W••••• M•••••••••	Apr 1, 2009	Jan 7, 2010	281	Firm change	Other

Relationships

Registered with (2)

→ R•• W••••• M•••••••••Registered adviserregistration: current employment
Jan 7, 2010 to presentfactForm ADV
→ M•••••• S•••• A••••••• L••Registered adviserregistration: previous registration
Feb 24, 2006 to Apr 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68566320-2bad-8982-4c59-107351ac5d5d
First observed: Feb 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.