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Reading the graph
Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Apr 28, 2026 | n/a | yes | CHARLOTTE, NC | Current employment |
| ALLY INVEST ADVISORS | Independent wealth | Sep 5, 2024 | Apr 22, 2026 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLY INVEST ADVISORS | VANGUARD ADVISERS, INC. | Apr 22, 2026 | Apr 28, 2026 | 6 | Firm change | RIA to ibd |