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J••••• J•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••••• J•••• K••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Newport Beach, CA

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Search this name across graphsid dfx:ria:6868d725-dbae-cac1-0d10-c721d7a61233

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2026	n/a	yes	CHICAGO, IL\|Newport Beach, CA	Current employment
C••• L••	Bd affiliated wealth	Apr 14, 2021	Apr 30, 2024	no	The Woodlands, TX\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	H•••••••• A•••••••• L••	Apr 30, 2024	Jan 2, 2026	612	Firm change after gap	Ibd to ibd
U•• F•••••••• S••••••• I•••	C••• L••	Apr 20, 2021	Apr 14, 2021

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Apr 14, 2021 to Apr 30, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2018 to Apr 20, 2021factForm ADV

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
J••••• J•••• K•••• left C••• L•• for H•••••••• A•••••••• L•• (registered 2026-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6868d725-dbae-cac1-0d10-c721d7a61233
First observed: Aug 17, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.