DFX Intelligence

M••• C•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M••• C•••• C••••

Advisor at I•• A•••••••• L••

ATHENS, GA | ATLANTA, GA

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Search this name across graphsid dfx:ria:686a6e83-963e-4149-63cb-f4dbd5a13465

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A•••••••• L••	Independent wealth	Apr 22, 2015	n/a	yes	ATHENS, GA\|ATLANTA, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 21, 2003	Apr 17, 2015	no	ATHENS, GA\|ATHENS, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I•• A•••••••• L••	Apr 17, 2015	Apr 22, 2015	5	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:168012:GA:2015-04-17	Apr 17, 2015	Apr 22, 2015	ATHENS, GA	Firm change

Relationships

Registered with (2)

→ I•• A•••••••• L••Registered adviserregistration: current employment
Apr 22, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 21, 2003 to Apr 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:686a6e83-963e-4149-63cb-f4dbd5a13465
First observed: Feb 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.