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Advisor at LPL FINANCIAL LLC
SPRINGFIELD, MO | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 30, 2022 | n/a | yes | SPRINGFIELD, MO|AUSTIN, TX | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jul 6, 2016 | Nov 30, 2022 | no | SPRINGFIELD, MO|Chapel Hill, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Nov 30, 2022 | Nov 30, 2022 | 0 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:6413:NC:2022-11-30 | Nov 30, 2022 | Nov 30, 2022 | CHAPEL HILL, NC | Firm change |