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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INTEGRITY ASSET MANAGEMENT, LLC

CRD 127197

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6871d4ca-93a2-74fa-83b3-b348fea29d79

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.8BItem 5.F on the latest filing (2014-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 9
Accounts: 107
SEC number: 801-62141
CRD: 127197
Filings on the tape: 5
First filed: Mar 30, 2012
Latest filed: Mar 27, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRESTVIEW CAPITAL PARTNERS - MUNDER, LLC	MANAGER; CLASS A MEMBER	D	yes	07/2006	Mar 30, 2012	Mar 27, 2014
CRESTVIEW CAPITAL PARTNERS - MUNDER, LLC	Member	C	yes	12/2006	Mar 30, 2012	Mar 27, 2014
CRESTVIEW PARTNERS, LP	SOLE MEMBER	E	yes	07/2006	Mar 30, 2012	Mar 27, 2014
FITZGERALD, JAMES, VINCENT	PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	12/2010	Mar 30, 2012	Mar 27, 2014
HOGLUND, PETER, KEMPER	MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	Na	yes	12/2010	Mar 30, 2012	Mar 27, 2014
MUNDER CAPITAL HOLDINGS II, LLC	GENERAL PARTNER	F	yes	12/2006	Mar 30, 2012	Mar 27, 2014
MUNDER CAPITAL HOLDINGS, LLC	GENERAL PARTNER	E	yes	12/2006	Mar 30, 2012	Mar 27, 2014
MUNDER CAPITAL MANAGEMENT	SOLE MEMBER AND MANAGER	E	yes	12/2010	Mar 30, 2012	Mar 27, 2014
SHENKENBERG, STEPHEN, JAMES	CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL COUNSEL, AND SECRETARY	Na	yes	12/2010	Mar 30, 2012	Mar 27, 2014
BANDI, DANIEL, GLEN	MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER	Na	no	12/2010	Mar 30, 2012	Mar 27, 2014
MCNETT, WILLIAM, HENRY	Principal	Na	no	12/2010	Mar 30, 2012	Mar 27, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MUNDER CAPITAL MANAGEMENT	n/a	Former SEC adviser	$14B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 27, 2014	$4.8B	$4.8B	9	9	n/a	n/a	n/a
2012	Apr 1, 2013	$3.3B	$3.3B	8	8	n/a	n/a	n/a
2011	Mar 30, 2012	$3.1B	$3.1B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$4.8B	$3.3B	47.2%	n/a	n/a	9	8	n/a	n/a

Relationships

Affiliated with (2)

→ MUNDER CAPITAL MANAGEMENTRegistered adviserother investment adviser, bank, control, common control
factForm ADV
← MUNDER CAPITAL MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (8)

← MUNDER CAPITAL MANAGEMENTOwnerSOLE MEMBER AND MANAGER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← FITZGERALD, JAMES, VINCENTOwnerPRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HOGLUND, PETER, KEMPEROwnerMANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SHENKENBERG, STEPHEN, JAMESOwnerCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL COUNSEL, AND SECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CRESTVIEW CAPITAL PARTNERS - MUNDER, LLCOwnerMANAGER; CLASS A MEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← CRESTVIEW PARTNERS, LPOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MUNDER CAPITAL HOLDINGS II, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MUNDER CAPITAL HOLDINGS, LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← MCNETT, WILLIAM, HENRYOwnerPRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BANDI, DANIEL, GLENOwnerMANAGING DIRECTOR & CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6871d4ca-93a2-74fa-83b3-b348fea29d79
First observed: Mar 30, 2012
Last observed: Mar 27, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY ASSET MANAGEMENT, LLC

CRD 127197

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6871d4ca-93a2-74fa-83b3-b348fea29d79

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRESTVIEW CAPITAL PARTNERS - MUNDER, LLC

MANAGER; CLASS A MEMBER

yes

07/2006

Mar 30, 2012

Mar 27, 2014

CRESTVIEW CAPITAL PARTNERS - MUNDER, LLC

Member

yes

12/2006

Mar 30, 2012

Mar 27, 2014

CRESTVIEW PARTNERS, LP

SOLE MEMBER

yes

07/2006

Mar 30, 2012

Mar 27, 2014

FITZGERALD, JAMES, VINCENT

PRESIDENT AND CHIEF OPERATING OFFICER

yes

12/2010

Mar 30, 2012

Mar 27, 2014

HOGLUND, PETER, KEMPER

MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

12/2010

Mar 30, 2012

Mar 27, 2014

MUNDER CAPITAL HOLDINGS II, LLC

GENERAL PARTNER

yes

12/2006

Mar 30, 2012

Mar 27, 2014

MUNDER CAPITAL HOLDINGS, LLC

GENERAL PARTNER

yes

12/2006

Mar 30, 2012

Mar 27, 2014

MUNDER CAPITAL MANAGEMENT

SOLE MEMBER AND MANAGER

yes

12/2010

Mar 30, 2012

Mar 27, 2014

SHENKENBERG, STEPHEN, JAMES

CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL COUNSEL, AND SECRETARY

yes

12/2010

Mar 30, 2012

Mar 27, 2014

BANDI, DANIEL, GLEN

MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER

12/2010

Mar 30, 2012

Mar 27, 2014

MCNETT, WILLIAM, HENRY

Principal

12/2010

Mar 30, 2012

Mar 27, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MUNDER CAPITAL MANAGEMENT

n/a

Former SEC adviser

$14B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 27, 2014

$4.8B

n/a

2012

Apr 1, 2013

$3.3B

n/a

2011

Mar 30, 2012

$3.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$4.8B

$3.3B

47.2%

n/a