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D••••• P••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor49 years in industry

D••••• P••• V•••••

Advisor at S••••• F•••••••• A•••••••• I•••

MIDDLETOWN, OH

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Search this name across graphsid dfx:ria:6874aca0-fed5-d511-eaa6-34c124a70a63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1977earliest registration or exam on IAPD
Years in industry: 49derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• A•••••••• I•••	Independent wealth	Dec 20, 2007	n/a	yes	MIDDLETOWN, OH	Current employment
I•••• I•••	n/a	Jan 21, 2003	Dec 31, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••• I•••	S••••• F•••••••• A•••••••• I•••	Dec 31, 2007	Dec 20, 2007	-11	Firm change	Other

Relationships

Registered with (2)

→ S••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 20, 2007 to presentfactForm ADV
→ I•••• I•••Registered adviserregistration: previous registration
Jan 21, 2003 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6874aca0-fed5-d511-eaa6-34c124a70a63
First observed: Jan 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.