DFX Intelligence

P••••• T••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

P••••• T••••••• D••••

Advisor at P•• F•••••••• S••••••• L••

PALMDALE, CA

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Search this name across graphsid dfx:ria:6875ce7a-781c-0b12-9b65-c44196585a7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• F•••••••• S••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• F•••••••• S••••••• L••	State registered	Nov 25, 2025	n/a	yes	PALMDALE, CA	Current employment
W•••• A••••••• S•••••••	Former SEC adviser	Apr 27, 2012	Dec 16, 2013	no	WALL, NJ\|LINCROFT, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• A••••••• S•••••••	P•• F•••••••• S••••••• L••	Dec 16, 2013	Nov 25, 2025	4,362	Firm change after gap	Other
M••••• S•••••• D• I•••	W•••• A••••••• S•••••••	Nov 2, 2004	Apr 27, 2012

Relationships

Registered with (3)

→ P•• F•••••••• S••••••• L••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ W•••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 27, 2012 to Dec 16, 2013factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 15, 2002 to Nov 2, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6875ce7a-781c-0b12-9b65-c44196585a7d
First observed: May 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.