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Advisor at LPL FINANCIAL LLC
ST CLAIRSVILLE, OH | PIEDMONT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 20, 2021 | n/a | yes | PIEDMONT, SC|ST CLAIRSVILLE, OH | Current employment |
| WESBANCO SECURITIES, INC. | Bd affiliated wealth | Oct 9, 2018 | Feb 18, 2021 | no | WHEELING, WV|ST CLAIRSVILLE, OH | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Sep 12, 2017 | Oct 9, 2018 | no | Canonsburg, PA|Independence, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESBANCO SECURITIES, INC. | LPL FINANCIAL LLC | Feb 18, 2021 | Jan 20, 2021 | -29 | Firm change | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | WESBANCO SECURITIES, INC. | Oct 9, 2018 | Oct 9, 2018 | 0 | Firm change | Ibd to ibd |