DFX Intelligence

P•••••• A••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant25 years in industry

P•••••• A••• B••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Lawrence, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 9, 2024	n/a	yes	Lawrence, KS\|OVERLAND PARK, KS	Current employment
E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	Former SEC adviser	Oct 3, 2019	Dec 5, 2024	no	LAWRENCE, KS\|LAWRENCE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Dec 5, 2024	Oct 9, 2024	-57	Firm change after gap	RIA to RIA
C••••• A••••••• L••	E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	Oct 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
168246:105348:KS:2024-12-05	Dec 5, 2024	Oct 9, 2024	LAWRENCE, KS	Firm change after gap

Relationships

Registered with (9)

→ C••••••• P•••••••Registered adviserregistration: current employment
Oct 9, 2024 to presentfactForm ADV
→ E•••••• D••••• R••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2019 to Dec 5, 2024factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 3, 2013 to Oct 11, 2019factForm ADV
→ C••••••••• C•••••• S••••••••• I•••

Dated events

Order

Occurred
5 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 1, 2005
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.