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K•••• A•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

K•••• A•••••• G•••••

Advisor at N•• A••••••• S••••••• I••

CAPE GIRARDEAU, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:687f5934-6319-1ec3-b695-5578f64dafbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A••••••• S••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A••••••• S••••••• I••	I•••••••••_WEALTH	Sep 17, 2025	n/a	yes	CAPE GIRARDEAU, MO	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Jul 17, 2023	Jul 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	N•• A••••••• S••••••• I••	Jul 2, 2025	Sep 17, 2025	77	Bulk transfer	Ibd to RIA
I••••••••• F•••••••• G••••• L••	T•• A•••••••• G••••	Jul 17, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7717:305585:CA:2023-07-17	Jul 17, 2023	Jul 17, 2023	SAN DIEGO, CA	Firm change
468:7717:MO:2018-02-20	Feb 20, 2018	Feb 13, 2018	SIKESTON, MO	Firm change

Relationships

Registered with (6)

→ N•• A••••••• S••••••• I••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Jul 17, 2023 to Jul 2, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 13, 2018 to Jul 17, 2023factForm ADV
→ S••••••• I••••••••• I•••

Dated events

Occurred
Jul 17, 2023
Advisor changed firm
K•••• A•••••• G••••• left I••••••••• F•••••••• G••••• L•• for T•• A•••••••• G•••• (registered 2023-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:687f5934-6319-1ec3-b695-5578f64dafbe
First observed: Jun 28, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.