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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

NEWSHOLME FINANCIAL GROUP, INC.

NEWSHOLME FINANCIAL GROUP, INC, CRD 126165

YORKTOWN HTS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68829bc8-2d3a-b352-4482-61b615cd953c

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Mar 5, 2025
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $59.9MItem 5.F on the latest filing (2025-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $59.9M
Private client RAUM: $55.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 240
Individual clients: 53
High net worth clients: 15
SEC number: 801-62279
CRD: 126165
Filings on the tape: 23
First filed: Mar 9, 2012
Latest filed: Mar 5, 2025
Organised: Corporation, NY

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FILANGERI, JANET, ANN	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	07/2001	Mar 9, 2012	Feb 27, 2024
NEWSHOLME, DONALD, EUGENE	President	E	yes	07/2001	Mar 9, 2012	Feb 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEWSHOLME FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 5, 2025	$59.9M	$59.9M	2	2	0	n/a	n/a
2023	Feb 27, 2024	$74.8M	$74.8M	2	2	0	n/a	n/a
2022	Jan 24, 2023	$60.1M	$60.1M	2	2	0	n/a	n/a
2021	Mar 7, 2022	$77.5M	$77.5M	2	2	0	n/a	n/a
2020	Mar 22, 2021	$71.9M	$71.9M	3	3	0	n/a	n/a
2019	Mar 3, 2020	$69.8M	$69.8M	3	3	0	n/a	n/a
2018	Mar 11, 2019	$56.5M	$56.5M	3	3	0	n/a	n/a
2017	Mar 21, 2018	$62.6M	$62.6M	3	3	0	n/a	n/a
2016	Mar 14, 2017	$58.9M	$58.9M	3	3	n/a	n/a	n/a
2015	Feb 24, 2016	$56.0M	$56.0M	3	3	n/a	n/a	n/a
2014	Jan 21, 2015	$56.6M	$56.6M	3	3	n/a	n/a	n/a
2013	Mar 10, 2014	$53.5M	$53.5M	3	3	n/a	n/a	n/a
2012	Feb 7, 2013	$47.0M	$47.0M	3	3	n/a	n/a	n/a
2011	Mar 9, 2012	$43.7M	$43.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$59.9M	$74.8M	-19.9%	$77.5M	-8.2%	2	2	0	0

Relationships

Controls (2)

← NEWSHOLME, DONALD, EUGENEOwnerPRESIDENT, ownership code E, individual
Mar 9, 2012 to Feb 27, 2024factForm ADV
← FILANGERI, JANET, ANNOwnerVICE PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 9, 2012 to Feb 27, 2024factForm ADV

Registered with (1)

← DOLORES ANN WHITEAdvisorregistration: previous registration
Aug 14, 2003 to Nov 15, 2004factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Newsholme Financial Group, Inc. no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $59.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68829bc8-2d3a-b352-4482-61b615cd953c
First observed: Mar 9, 2012
Last observed: Mar 5, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEWSHOLME FINANCIAL GROUP, INC.

NEWSHOLME FINANCIAL GROUP, INC, CRD 126165

YORKTOWN HTS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68829bc8-2d3a-b352-4482-61b615cd953c

Data as of Mar 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FILANGERI, JANET, ANN

VICE PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/2001

Mar 9, 2012

Feb 27, 2024

NEWSHOLME, DONALD, EUGENE

President

yes

07/2001

Mar 9, 2012

Feb 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEWSHOLME FINANCIAL SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 5, 2025

$59.9M

n/a

2023

Feb 27, 2024

$74.8M

n/a

2022

Jan 24, 2023

$60.1M

n/a

2021

Mar 7, 2022

$77.5M

n/a

2020

Mar 22, 2021

$71.9M

n/a

2019

Mar 3, 2020

$69.8M

n/a

2018

Mar 11, 2019

$56.5M

n/a

2017

Mar 21, 2018

$62.6M

n/a

2016

Mar 14, 2017

$58.9M

n/a

2015

Feb 24, 2016

$56.0M

n/a

2014

Jan 21, 2015

$56.6M

n/a

2013

Mar 10, 2014

$53.5M

n/a

2012

Feb 7, 2013

$47.0M

n/a

2011

Mar 9, 2012

$43.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$59.9M

$74.8M

-19.9%

$77.5M

-8.2%