DFX Intelligence

J••••• P•••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J••••• P•••••• O•••••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

MT. JULIET, TN

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Search this name across graphsid dfx:ria:6888942c-5106-889b-fcc5-e0d853009224

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	I•••••••••_WEALTH	May 31, 2024	n/a	yes	MT. JULIET, TN	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Dec 10, 2021	Jun 4, 2024	no	Mt Juliet, TN\|SAN DIEGO, CA\|Mt. Juliet, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Jun 4, 2024	May 31, 2024	-4	Firm change	Ibd to RIA
K•••• A•••• M••••••••• L••	S•• I••••••••• A•••••••• I•••	Dec 6, 2021	Dec 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
123608:20804:TN:2024-06-04	Jun 4, 2024	May 31, 2024	MT JULIET, TN	Firm change

Relationships

Registered with (5)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2021 to Jun 4, 2024factForm ADV
→ K•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2021 to Dec 6, 2021factForm ADV
→ P•••••• W••••• A•••••••• L••

Dated events

Occurred
Jun 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6888942c-5106-889b-fcc5-e0d853009224
First observed: Dec 10, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.