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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM under $100M

FIDELIS CAPITAL, LLC

CRD 141341

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:689714c7-c4d3-c59d-df6e-b4daccc2b229

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Mar 30, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Fidelis Capital, LLC

Intermediary · shared crd

Venture Capitalidentity

Fidelis Capital, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.34 fund_share=0.66 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $18.3MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.3M
Private client RAUM: $6.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 34%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
High net worth clients: 2
Private funds: 1Schedule D 7.B(1)
SEC number: 801-67192
CRD: 141341
Filings on the tape: 21
First filed: Mar 30, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, AL

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WH&W PRIVATE MARKET INVESTMENT FUND I, LLC	Venture Capital Fund	$8.1M	Mar 29, 2024	50	Mar 12, 2012	reported	021-155357
PRIVATE MARKET INVESTMENT FUND II, LLC	Venture Capital Fund	$5.4M	Mar 29, 2024	53	Mar 30, 2016	reported	021-239070

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAUPHIN, STEVEN, MCCALL	Member	C	yes	05/2001	Mar 30, 2012	Mar 29, 2024
REISER, WILLIAM, EDWARD	Member	C	yes	05/2001	Mar 30, 2012	Mar 29, 2024
STEIN, JOHN, STANLEY	MEMBER, CHIEF COMPLIANCE OFFICER	C	yes	05/2001	Mar 30, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BONAVENTURE CAPITAL, LLC	n/a	Independent wealth	$494M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$18.3M	$6.3M	1	1	0	1	n/a
2024	Mar 27, 2025	$12.4M	$5.5M	2	2	0	1	n/a
2023	Mar 29, 2024	$18.4M	$4.9M	2	2	0	2	$13.5M
2022	Mar 31, 2023	$21.9M	$4.2M	2	2	0	2	$17.6M
2021	Mar 29, 2022	$39.8M	$5.1M	2	2	0	2	$34.8M
2020	Mar 29, 2021	$40.8M	$4.3M	1	1	0	2	$36.5M
2019	Mar 28, 2020	$44.9M	$3.8M	2	2	0	n/a	n/a
2018	Mar 28, 2019	$51.6M	$3.1M	2	2	0	n/a	n/a
2017	Mar 29, 2018	$54.3M	$3.4M	2	2	0	n/a	n/a
2016	Mar 30, 2017	$52.7M	$48.2M	3	2	n/a	n/a	n/a
2015	Mar 24, 2016	$61.9M	$45.6M	2	1	n/a	n/a	n/a
2014	Mar 25, 2015	$38.5M	$25.5M	2	1	n/a	n/a	n/a
2013	Mar 12, 2014	$35.4M	$25.4M	2	1	n/a	n/a	n/a
2012	Mar 27, 2013	$29.3M	$25.0M	2	1	n/a	n/a	n/a
2011	Mar 30, 2012	$24.4M	$24.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18.3M	$12.4M	48.3%	$21.9M	-5.7%	1	2	0	0

Relationships

Affiliated with (2)

→ BONAVENTURE CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← BONAVENTURE CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (2)

→ PRIVATE MARKET INVESTMENT FUND II, LLCPrivate fundVenture Capital Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ WH&W PRIVATE MARKET INVESTMENT FUND I, LLCPrivate fundVenture Capital Fund, IA
Mar 12, 2012 to presentfactForm ADV

Controls (3)

← STEIN, JOHN, STANLEYOwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← DAUPHIN, STEVEN, MCCALLOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← REISER, WILLIAM, EDWARDOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:689714c7-c4d3-c59d-df6e-b4daccc2b229
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIDELIS CAPITAL, LLC

CRD 141341

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:689714c7-c4d3-c59d-df6e-b4daccc2b229

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WH&W PRIVATE MARKET INVESTMENT FUND I, LLC

Venture Capital Fund

$8.1M

Mar 29, 2024

Mar 12, 2012

reported

021-155357

PRIVATE MARKET INVESTMENT FUND II, LLC

Venture Capital Fund

$5.4M

Mar 29, 2024

Mar 30, 2016

reported

021-239070

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAUPHIN, STEVEN, MCCALL

Member

yes

05/2001

Mar 30, 2012

Mar 29, 2024

REISER, WILLIAM, EDWARD

Member

yes

05/2001

Mar 30, 2012

Mar 29, 2024

STEIN, JOHN, STANLEY

MEMBER, CHIEF COMPLIANCE OFFICER

yes

05/2001

Mar 30, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BONAVENTURE CAPITAL, LLC

n/a

Independent wealth

$494M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$18.3M

$6.3M

n/a

2024

Mar 27, 2025

$12.4M

$5.5M

n/a

2023

Mar 29, 2024

$18.4M

$4.9M

$13.5M

2022

Mar 31, 2023

$21.9M

$4.2M

$17.6M

2021

Mar 29, 2022

$39.8M

$5.1M

$34.8M

2020

Mar 29, 2021

$40.8M

$4.3M

$36.5M

2019

Mar 28, 2020

$44.9M

$3.8M

n/a

2018

Mar 28, 2019

$51.6M

$3.1M

n/a

2017

Mar 29, 2018

$54.3M

$3.4M

n/a

2016

Mar 30, 2017

$52.7M

$48.2M

n/a

2015

Mar 24, 2016

$61.9M

$45.6M

n/a

2014

Mar 25, 2015

$38.5M

$25.5M

n/a

2013

Mar 12, 2014

$35.4M

$25.4M

n/a

2012

Mar 27, 2013

$29.3M

$25.0M

n/a

2011

Mar 30, 2012

$24.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$18.3M

$12.4M

48.3%

$21.9M

-5.7%