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RIA / WealthAdvisor27 years in industry

STEPHEN M DAGLIO

Advisor at BAY COLONY ADVISORS

NORWELL, MA | CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6897efaa-7e0a-3b40-5de2-cb96e6a71e0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAY COLONY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S66|S63
First exam: Feb 16, 1999
First registration: Nov 14, 2005
Dual registered: no
IAPD individual key: 3162810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAY COLONY ADVISORS	Independent wealth	Sep 9, 2015	n/a	yes	NORWELL, MA\|CONCORD, MA	Current employment
ESSENTIAL ASSET MANAGEMENT, LLC	State registered	Nov 16, 2011	n/a	yes	NORWELL, MA	Current employment
FLOREK FINANCIAL, LLC	Independent wealth	Mar 18, 2011	Aug 2, 2011	no	DUXBURY, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 14, 2005	Oct 23, 2009	no	BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLOREK FINANCIAL, LLC	ESSENTIAL ASSET MANAGEMENT, LLC	Aug 2, 2011	Nov 16, 2011	106	Firm change	Other
STRATEGIC ADVISERS LLC	FLOREK FINANCIAL, LLC	Oct 23, 2009	Mar 18, 2011	511	Firm change after gap	Other

Relationships

Registered with (4)

→ BAY COLONY ADVISORSRegistered adviserregistration: current employment
Sep 9, 2015 to presentfactForm ADV
→ ESSENTIAL ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 16, 2011 to presentfactForm ADV
→ FLOREK FINANCIAL, LLCRegistered adviserregistration: previous registration
Mar 18, 2011 to Aug 2, 2011factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 14, 2005 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6897efaa-7e0a-3b40-5de2-cb96e6a71e0e
First observed: Nov 14, 2005
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEPHEN M DAGLIO

Advisor at BAY COLONY ADVISORS

NORWELL, MA | CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6897efaa-7e0a-3b40-5de2-cb96e6a71e0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BAY COLONY ADVISORS

Independent wealth

Sep 9, 2015

n/a

yes

NORWELL, MA|CONCORD, MA

Current employment

ESSENTIAL ASSET MANAGEMENT, LLC

State registered

Nov 16, 2011

n/a

yes

NORWELL, MA

Current employment

FLOREK FINANCIAL, LLC

Independent wealth

Mar 18, 2011

Aug 2, 2011

DUXBURY, MA

Previous registration

STRATEGIC ADVISERS LLC

National bd RIA

Nov 14, 2005

Oct 23, 2009

BRAINTREE, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FLOREK FINANCIAL, LLC

ESSENTIAL ASSET MANAGEMENT, LLC

Aug 2, 2011

Nov 16, 2011

106

Firm change

Other

STRATEGIC ADVISERS LLC

FLOREK FINANCIAL, LLC

Oct 23, 2009

Mar 18, 2011

511

Firm change after gap

Other