This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 11, 2019

First registration

Oct 16, 2019

Dual registered

yes, broker-dealer

Other names

Susan Michelle Butler

IAPD individual key

6915757

• Occurred

  Aug 18, 2025
  Advisor changed firm

  Susan Michelle Roberts left Next Financial Group, Inc. for Osaic Wealth, Inc. (registered 2026-07-22)

  Form ADVobserved 5 days ago
• Occurred

  May 2, 2023
  Advisor changed firm

  Susan Michelle Roberts left Securities America Advisors, Inc. for Next Financial Group, Inc. (registered 2023-05-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:68a08bcc-09c2-dfda-fb5a-44f8e53d8404

First observed

Oct 16, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.