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Reading the graph
Advisor at MORGAN STANLEY
Westerly, RI | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 13, 2026 | n/a | yes | Naples, FL|Westerly, RI | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 20, 2015 | Mar 24, 2026 | no | WESTPORT, CT|Westerly, RI|Naples, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 9, 2015 | no | Purchase, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 16, 2007 | Jun 1, 2009 | no | PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Mar 24, 2026 | Mar 13, 2026 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Mar 9, 2015 | Feb 20, 2015 | -17 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:FL:2026-03-12 | Mar 24, 2026 | Mar 13, 2026 | NAPLES, FL | Firm change |