DFX Intelligence

J•••• C•••••• B••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J•••• C•••••• B••••• C••••••

Advisor at L•• F•••••••• L••

OSWEGO, NY | SYRACUSE, NY

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Search this name across graphsid dfx:ria:68b5f588-fd1c-86cc-3666-03a63ba3839f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 17, 2024	n/a	yes	OSWEGO, NY\|SYRACUSE, NY	Current employment
T•• A••••••• G••••• L••	Former SEC adviser	Jul 28, 2021	Feb 6, 2024	no	ALBANY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••••• G••••• L••	L•• F•••••••• L••	Feb 6, 2024	Jan 17, 2024	-20	Firm change	RIA to ibd
G•••••• S•••• W••••• S•••••••• L•••	T•• A••••••• G••••• L••	Aug 3, 2021	Jul 28, 2021

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 17, 2024 to presentfactForm ADV
→ T•• A••••••• G••••• L••Registered adviserregistration: previous registration
Jul 28, 2021 to Feb 6, 2024factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Jul 21, 2021 to Aug 3, 2021factForm ADV

Dated events

Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68b5f588-fd1c-86cc-3666-03a63ba3839f
First observed: Jul 21, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.