DFX Intelligence

B••••• R• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

B••••• R• C••••••••

Advisor at S••••••••• W••••• P•••••••

FRANKLIN, TN | Winter Park, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••	Independent wealth	Feb 3, 2025	n/a	yes	Winter Park, FL\|FRANKLIN, TN	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 6, 2021	Feb 10, 2025	no	Winter Park, FL\|Winter Park, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	S••••••••• W••••• P•••••••	Feb 10, 2025	Feb 3, 2025	-7	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:283515:FL:2025-02-10	Feb 10, 2025	Feb 3, 2025	WINTER PARK, FL	Firm change

Relationships

Registered with (2)

→ S••••••••• W••••• P•••••••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2021 to Feb 10, 2025factForm ADV

Dated events

Order

Occurred
10 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.