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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Oct 21, 2005 | n/a | yes | Carlsbad, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | n/a | Nov 17, 2003 | Oct 21, 2005 | no | SAN DIEGO, CA | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Nov 16, 1998 | Nov 21, 2003 | no | CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Oct 21, 2005 | Oct 21, 2005 | 0 | Firm change | Other |
| SENTRA SECURITIES CORPORATION | INDEPENDENT FINANCIAL GROUP, LLC | Nov 21, 2003 | Nov 17, 2003 | -4 | Firm change | Other |