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ETHIC INC., CRD 282827
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-28 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Jane Lee | n/a | NEW YORK, NY | 4 | 10 | n/a | no |
| Weitong Zhao | n/a | NEW YORK, NY | 4 | 10 | n/a | no |
| XIAOYUE HE | n/a | NEW YORK, NY | 1 | 10 | n/a | no |
| LINDA VICTORIA Gordeychev | n/a | Los Angeles, CA | NEW YORK, NY | 1 | 12 | n/a | no |
| Christine Elizabeth Galeon | n/a | NEW YORK, NY | 0 | 18 | n/a | no |
| Ahmed Moawad | Chartered Financial Analyst | NEW YORK, NY | 0 | 13 | n/a | no |
| Alex Wen | n/a | NEW YORK, NY | 0 | 13 | n/a | no |
| AIMEI ZHONG | Chartered Financial Analyst | NEW YORK, NY | 0 | 11 | 2 | no |
| JONATHAN FRENCH | n/a | NEW YORK, NY | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ACOSTA, ALEXANDRA, IDALIA | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2022 | Feb 8, 2022 | May 31, 2024 |
| ADAMS, ANDREW, WILLIAM | MANAGING MEMBER (REGISTRANT) | C | yes | 05/2019 | Mar 29, 2021 | May 31, 2024 |
| DIMARCO, STEPHANIE, G | BOARD DIRECTOR | Na | yes | 10/2019 | Oct 30, 2019 | May 31, 2024 |
| GRANCIO, JENNIFER, LISA | BOARD DIRECTOR | Na | yes | 10/2019 | Oct 30, 2019 | May 31, 2024 |
| KEMP, PARTICIA, MARIA | MANAGING MEMBER (REGISTRANT) | C | yes | 05/2019 | Mar 29, 2021 | May 31, 2024 |
| LAMONT, ANN, HUNTRESS | EXECUTIVE MANAGING MEMBER (REGISTRANT) | C | yes | 05/2019 | Mar 29, 2021 | May 31, 2024 |
| MAIR, JOHN | CHIEF PRODUCT OFFICER / CO-FOUNDER | A | yes | 03/2016 | Mar 22, 2018 | May 31, 2024 |
| MORRIS, JOHN, CHURCHILL | Owner | E | yes | 05/2018 | Sep 3, 2019 | May 31, 2024 |
| Scott, Douglas, William Arce | CHIEF EXECUTIVE OFFICER / CO-FOUNDER | A | yes | 01/2016 | Feb 10, 2016 | May 31, 2024 |
| BOURAOUI, KAMEL | CHIEF TECHNOLOGY OFFICER | Na | no | 08/2016 | Mar 22, 2018 | May 31, 2024 |
| LIPMAN, JORDAN, JOSH | CO-FOUNDER | A | no | 01/2016 | Feb 10, 2016 | May 31, 2024 |
| NYCA INVESTMENT FUND III, L.P. | Shareholder | A | no | 06/2019 | Sep 3, 2019 | May 31, 2024 |
| OAK HCFT MANAGEMENT COMPANY LLC | Shareholder | B | no | 12/2020 | Mar 29, 2021 | May 31, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $7.8B | $7.8B | 76 | 10 | 0 | n/a | n/a |
| 2024 | Apr 17, 2025 | $5.9B | $5.9B | 76 | 10 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $4.9B | $4.9B | 65 | 9 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.2B | $3.2B | 74 | 10 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.8B | $1.8B | 55 | 5 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $703M | $703M | 32 | 7 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $211M | $211M | 30 | 4 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $79.5M | $79.5M | 13 | 2 | 0 | n/a | n/a |
| 2017 | Mar 22, 2018 | $5.3M | $5.3M | 8 | 1 | 0 | n/a | n/a |
| 2016 | Jan 23, 2017 | $1.0M | $1.0M | 6 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 11.1% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10B | $5.9B | 70.8% | $3.2B | 47.5% | 75 | 76 | 0 | 1 |