DFX Intelligence
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Reading the graph
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Advisor at R•••• R••••••••• P•••••••
BERWYN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• R••••••••• P••••••• | Independent wealth | Oct 19, 2016 | n/a | yes | BERWYN, PA | Current employment |
| A•••• W••••• A•••••••• L•• | Bd affiliated wealth | Mar 17, 2016 | Apr 13, 2016 | no | Chicago, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• W••••• A•••••••• L•• | R•••• R••••••••• P••••••• | Apr 13, 2016 | Oct 19, 2016 | 189 | Firm change | Other |
| A••••• A•••••••• L•• | A•••• W••••• A•••••••• L•• | Dec 24, 2015 | Mar 17, 2016 |
| A••••• A•••••••• L•• | n/a | Apr 21, 2015 | Dec 24, 2015 | no | CHICAGO, IL | Previous registration |
| M••••• L•• | Independent wealth | Oct 3, 2014 | Mar 30, 2015 | no | CHICAGO, IL|RADNOR, PA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 21, 2009 | Oct 3, 2014 | no | CHICAGO, IL|PHILADELPHIA, PA | Previous registration |
| 84 |
| Firm change |
| Other |
| M••••• L•• | A••••• A•••••••• L•• | Mar 30, 2015 | Apr 21, 2015 | 22 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | M••••• L•• | Oct 3, 2014 | Oct 3, 2014 | 0 | Bulk transfer | Other |