DFX Intelligence
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Reading the graph
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Advisor at G• W••••• M••••••••• R••• L••
Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G• W••••• M••••••••• R••• L•• | Independent wealth | Feb 8, 2024 | n/a | yes | Bellevue, WA | Current employment |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Feb 14, 2020 | Feb 7, 2024 | no | Bellevue, WA|Bellevue, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | G• W••••• M••••••••• R••• L•• | Feb 7, 2024 | Feb 8, 2024 | 1 | Firm change | Ibd to RIA |
| W•••• F•••• A••••••• | J••• M••••• P•••••• W••••• A••••••• L•• | Feb 20, 2020 | Feb 14, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:327269:WA:2024-02-07 | Feb 7, 2024 | Feb 8, 2024 | BELLEVUE, WA | Firm change |
| 19616:108559:FL:2020-02-20 | Feb 20, 2020 | Feb 14, 2020 | TARPON SPRINGS, FL | Firm change |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Feb 20, 2020 | no | CHARLOTTE, NC|MINNEAPOLIS, MN|BELLEVUE, WA|MINNEAPOLIS, MN|TARPON SPRINGS, FL | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Dec 4, 2008 | Jan 3, 2011 | no | BELLEVUE, WA | Previous registration |
| -6 |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |