DFX Intelligence

G•••••• L••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

G•••••• L••••••• B••••

Advisor at M•••••• F•••••••• A•••••••

NEW SMYRNA BEACH, FL | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:68d82ddf-f7b0-a7c3-37dc-0f730dc3345e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• A•••••••	State registered	Jul 30, 2021	n/a	yes	NAPERVILLE, IL	Current employment
A••••• F•••••••• P•••••••• I•••	Independent wealth	May 14, 2010	n/a	yes	NAPERVILLE, IL\|NEW SMYRNA BEACH, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••• F•••••••• P•••••••• I•••	May 19, 2010	May 14, 2010	-5	Firm change	Other
G••••••••	L•• F•••••••• L••	Sep 22, 2008	Jun 5, 2008

Relationships

Registered with (4)

→ M•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jul 30, 2021 to presentfactForm ADV
→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
May 14, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 5, 2008 to May 19, 2010factForm ADV
→ G••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68d82ddf-f7b0-a7c3-37dc-0f730dc3345e
First observed: Sep 19, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.